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Securities Industry and Financial Markets Association
Results: 602

#	Item
281	Comments on File No. SR-FICC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-11-12 13:45:06 Finance Financial markets International sanctions Payment systems Office of Foreign Assets Control Union of Good Depository Trust & Clearing Corporation Clearing house Securities Industry and Financial Markets Association Financial economics Financial system Securities
282	No-Action Letter: Securities Industry and Financial Markets Association Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2008-12-09 11:44:43 Financial system Financial Industry Regulatory Authority Registered representative U.S. Securities and Exchange Commission Securities Exchange Act Securities Industry and Financial Markets Association Financial adviser Broker-dealer Selling away Financial economics United States securities law Finance
283	Microsoft Word - CmntLtrOCCNetting6-19-07fnl with letterhead _2_.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-06-20 09:43:31 Securities Financial markets Options Clearing Corporation Securities Industry and Financial Markets Association Netting Clearing U.S. Securities and Exchange Commission Financial economics Financial system Finance
284	Comments on File No. SR-NSCC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-11-12 13:53:27 Finance Financial markets International sanctions Payment systems Office of Foreign Assets Control Union of Good Depository Trust & Clearing Corporation Clearing house Securities Industry and Financial Markets Association Financial economics Financial system Securities
285	October 11, 2013 Via Electronic Filing Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2013-10-15 11:23:44 Financial markets Investment Advisor Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Financial adviser Securities Industry and Financial Markets Association Broker-dealer Short Registered Investment Advisor Financial economics Finance Financial system
286	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC[removed]DIVISJON OF TRADING AND MARKETS Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-02-27 12:08:50 Financial markets Financial services Fixed income market United States securities law Bonds Securities Industry and Financial Markets Association Broker-dealer Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Financial economics Financial system Finance
287	CDIAC WEBINAR June 23, 2014 Regulatory Update: The Municipal Advisory Rules and Their Effect on Public Investments Add to Reading List Source URL: www.treasurer.ca.gov Language: English - Date: 2014-08-03 11:33:24 Financial system Bonds Securities Securities Industry and Financial Markets Association Stock market Financial economics Investment Trade associations
288	September 22, 2010 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F St., NE Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-22 16:19:16 Self-regulatory organizations Municipal Securities Rulemaking Board Financial markets Bonds U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Industry and Financial Markets Association Financial adviser Municipal bond Financial economics Finance Financial system
289	Microsoft Word - SIFMA Comment Letter re PHLX PHOTO Historical[removed]docx Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-17 11:49:36 United States securities law United States Securities and Exchange Commission Stock market Financial markets 73rd United States Congress Securities Exchange Act Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Industry and Financial Markets Association Futures contract Financial economics Investment Finance
290	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]August 20, 2014 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-08-20 16:39:21 Finance Economy of New York City Economy of the United States NASDAQ Securities Industry and Financial Markets Association U.S. Securities and Exchange Commission NYSE Arca Motion Market data Financial economics Investment Financial markets

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